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July 25, 2016 - C.H. Douglas

The Advisory Blog

25 Jul

ogledesign Posted in The Advisory Blog No comments

Results of Routine Secretary of State Examination of CHDG

On May 27th, 2016, the Office of the Secretary of State conducted a routine examination of C.H. Douglas & Gray Wealth Management. The office examined our financial records, office systems, and management controls and procedures. Further, the examiner selected 10 clients at random for closer inspection, obtaining copies of their contracts, investment policy statements, performanceRead more about Results of Routine Secretary of State Examination of CHDG[…]

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